Responsible for executing compliance functionsencompassing regulatory and business advice, licensing requirements, compliancetraining, risk identification and assessment, compliance monitoring, reviewsand testing in Global Markets (GM) in Malaysia.
Ensure that all regulatory requirements / policiesintroduced by the regulators and the Bank are implemented by GM to facilitatetheir compliance.
Develop, recommend, implement and enhancecompliance monitoring in GM for all regulatory compliance risks.
Ongoing compliance testing & reviews
Preliminary / ad-hoc reviews of anynon-compliance / breaches or irregularities
Develop and implement Compliance Program withinGM
Provide new products / projects sign-off fromCompliance perspective
Management of regulatory inspections and followup on issues arising
Manage regulatory relationships for GM
Management of initiatives relating to Cultureand Conduct
Implement initiatives to ensure regular and / orad-hoc reporting on regulatory compliance to Group Compliance
Conduct focused compliance training for GMbusiness.
Degree or professional qualification fromrecognized university with at least three years of compliance related workexperience
Certification in Compliance or AML / CFT with atleast one year of Compliance related experience
A minimum of 5 years working experience inbanking, operations, or financial markets related activities.
Good understanding and actual knowledge ofdifferent asset classes under the financial markets.
Ability to design and implement a risk monitoringprogram